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Form 1099-R

Form 1099-R
Who needs it?
Investors who own a retirement account and took a distribution or re-characterized IRA assets.
When is it mailed?
By the first business day on or after January 31.

Distributions from Retirement Plans

Form 1099-R reports both full and partial distributions, including removal of excess contributions, from your mutual fund retirement plan accounts, such as IRAs, 401(k) plans, and annuities. If you took a distribution or re-characterized assets in your Domini Traditional IRA, Roth IRA, SEP-IRA, or SIMPLE IRA during 2015, you will receive a Form 1099-R.

  • If you have more than one Domini retirement account with a taxable distribution, you will receive one consolidated Form 1099-R.
  • If you have more than one type of retirement account with us—for example, a Traditional IRA and a Roth IRA—separate Forms 1099-R will be produced for distributions from each type of retirement account.

Please note that we do not report distributions from retirement accounts held by other custodians.

You will receive a Form 1099-R if you withdrew assets from your retirement plan account, even if you rolled them over and reinvested them in another retirement plan account within 60 days. You will also receive a Form 1099-R if you took your retirement account dividend distributions in cash, but not if they were reinvested into your retirement account. If you took more than one distribution from your retirement account in 2015, the distributions have been aggregated according to the type of distribution as defined by the IRS distribution code.

You will receive a Form 1099-R if you converted your Traditional IRA to a Roth IRA in 2015.

You will not receive a Form 1099-R if you had your IRA account assets moved as a trustee-to-trustee transfer of assets directly to another IRA account without taking possession of the funds.